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Cases we have handled

 
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Investigating a bank's potential breaches of money laundering regulations 


We were instructed by a European bank just established in London to review existing money laundering systems and client files to ascertain whether existing clients would be clients that would now no longer meet money laundering regulations. In the process we created and AML manual for the MLRO and implemented new systems including staff training Re BS


Investigating the background ownership of a group of care homes

We were instructed by a London council to investigate the beneficial ownership of a company operating care homes in the council area and establish whether there had been a full disclosure of information when they had applied for registration. Re HBC

Investigating the disaster recovery procedures of a regulated financial services business

We were asked to investigate the disaster recovery procedures of a third party sub-contractor of a Japanese re-insurance business to establish whether it fully complied with FSA regulations Re K