awb@bondadvice.co.uk
Tel: +44 (0)20 7513 2828
HomeNewsSitemap
Print-friendly version

Cases we have handled


Corporate Governance / regulatory compliance – insurance sector

·         We were instructed by solicitors to review the corporate governance structure and regulatory permissions for a London based subsidiary of a major Japanese insurance company. This company was seeking to expand its UK business and needed a complete “bottom-up” review of its activities as new Japanese management was being appointed. Re K

Corporate governance / regulatory compliance – brokerage firm

·         We were instructed by solicitors acting for a US investment brokerage wanting to set-up a UK operation. We were asked to review their procedures and assist them in applying for FSA permissions – Re FNYS